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FDA Commissioner Henney Makes Changes

©Copyright 1999 by Emalee Murphy, Esq., McKenna & Cuneo, LLP, Washington, DC, USA
(Explore Issue: Volume 9, Number 3)

The new Food and Drug Administration Commissioner Dr. Jane Henney is beginning to put her stamp on the agency. She has reorganized the Commissioner's office to restore the direct reporting line to her from Center Directors. In addition, former lead deputy Commissioner Michael Friedman has been appointed Deputy Commissioner.

New FDA Director of Devices and Radiological Health Center

Dr. Henney also has named another FDA-insider, David W. Feigal, Jr., M.D., M.P.H., as Director of FDA's Center for Devices and Radiological Health.

Dr. Feigal came to the FDA in 1992 to head the Division of Anti-viral drug products, in the Center for Drug Evaluation and Research, where he managed the review of many currently approved therapies for AIDS. His tenure in the position was marked by rapid progress in AIDS therapeutics, supported by large expanded access programs and accelerated approvals.

In 1997 Dr. Feigal became Medical Deputy Director of FDA's Center for Biologics Evaluation and Research, where he focused on the blood and tissue products, including medical devices involving blood and tissues. Dr. Feigal was educated at the University of Minnesota (B.S.), Stanford University Medical School (M.D.) and the University of California, Berkeley, (M.P.H.). After completing a residency in Internal Medicine at the University of California, Davis, and a fellowship in clinical epidemiology at the University of California, San Francisco, he joined the faculty at UCSF in 1984. His academic research interests included clinical epidemiology and clinical trials methodology, in particular therapies for hypertension and AIDS. He was a principal investigator in the studies that led to FDA approval of aerosolized pentamidine, a drug-device combination and one of the earliest therapies for AIDS. In 1989, Dr. Feigal moved to the Department of Medicine and the University of California, San Diego.

 

Dr. Feigal replaces Bruce Burlington, M.D., who left FDA in mid-March. Since 1993, under Dr. Burlington's leadership, FDA's devices center eliminated its product review backlog and cut review times in half. Dr. Feigal will begin assuming his new duties immediately, and he is expected to be working full time on devices after a transition period of approximately one month.

The Center is responsible for ensuring the safety and effectiveness of all medical devices, including heart valves, joint replacements, and a broad range of medical, surgical and hospital equipment. The Center also ensures the safety of consumer and medical radiation-emitting equipment such as x-ray machines, microwave ovens, mammography equipment and television sets.

Device Approval Tightens

Dr. Feigel's medical and drug background is likely to move CDRH closer to the kind of safety and efficacy standards heretofore reserved for pharmaceutical products. This will be especially difficult for companies outside the U.S., for whom standards have generally focused on safety criteria similar to those certified in the U.S. by Underwriters Laboratory. FDA's more stringent requirements for product performance and efficacy has caught more than one company unaware of the difference in FDA's approach to device marketing approvals. The mutual recognition agreement between the U.S. and E.U. relates to product quality systems and may be only marginally helpful since inspections of facilities in the E.U. will be to U.S. quality standards even if carried out by local E.U. national inspectors. And of course, many non-U.S. device manufacturers must still overcome the NIH factor, "Not Invented Here", which appears to affect all regulatory agencies, including FDA. For that reason, it is important to provide not only sound study reports and data, but also to provide the information in the format and language familiar to FDA reviewers and staff.

FDA Requires Premarket Approvals for Some Diathermy and Muscle Stimulator Devices

Speaking of devices, FDA recently issued a notice confirming that microwave and ultrasonic diathermy devices and ultrasound and muscle stimulator devices will remain in the most regulated category, "Class III", if promoted or labeled for any uses other than select medical conditions, such as relief of pain, muscle spasms, and joint contractures. The uses of these devices do not include use for the treatment of malignancies unless specifically approved by FDA following submission of a Premarket Approval Application (PMA), which is the device equivalent of a new drug application.

In the same notice, FDA also stipulated that microwave and ultrasonic diathermy devices and ultrasound muscle stimulator devices that were commercially marketed prior to the 1976 passage of the Medical Device Amendments and which have been found to be "substantially similar" in a 510(k) notice to such "preamendment" devices, are no longer exempt from the Investigational Device Exemption (IDE) requirements when used for clinical testing. FDA has determined that investigational class III preamendment devices are significant risk devices and advises that as of April 14, 1999, the requirements of the IDE regulations regarding significant risk devices will apply to any clinical investigation of the two diathermy and muscle stimulator devices identified above. For any of these class III preamendment devices that are not subject to a timely filed Premarket Approval Application (PMA) or a Protocol Development Plan (PDP), an IDE must be in effect on or before 90 days after the effective date of this regulation (by July 14, 1999) or distribution of the device must cease.

FDA advises all persons presently sponsoring a clinical investigation involving any of these class III preamendment devices to submit an IDE application to by June 14, 1999 to avoid the interruption of ongoing investigations.

FDA did not include short wave diathermy devices in the classification notice and therefore, no PMA or PPD must be submitted for these devices at this time. However, FDA restricts use of the short-wave diathermy devices permitted for marketing under a premarket notification (510(k) procedure to relief of pain, muscle spasms, and joint contractures.

FDA Commissioner Henney Testifies Before Congressional Committee on DSHEA

On March 25, 1999, Commissioner Henney testified before the Committee on Government Reform, U.S. House of Representatives, regarding the implementation of the Dietary Supplement Health and Education Act of 1994 ("DSHEA"). In her prepared remarks, Dr. Henney discussed the exponential growth of the dietary supplement industry since the passage of DSHEA and the resulting challenges for FDA in implementing the law. She reviewed the Agency's progress in developing the new regulatory framework for dietary supplements, including recently finalized regulations on nutrition labeling and pending proposals that would establish good manufacturing practice requirements and define permissible structure/function claims.

Dr. Henney informed the Committee that the implementation of DSHEA is a high priority for the Center for Food Safety and Applied Nutrition ("CFSAN"). She has asked CFSAN to provide an overall dietary supplement strategy by the end of 1999. According to the Commissioner, the development of this document will involve substantial opportunity for input from stakeholders, including the dietary supplement industry and supplement consumers.

Copies of Dr. Henney's testimony and that of other witnesses at the hearing can be obtained from the Committee's Internet website at http://www.house.gov/reform/hearings/index.htm.

FDA Issues Final rule on OTC Human Drug Labeling Requirements

FDA has issued a final rule establishing standardized format and content requirements for the labeling of over-the-counter ("OTC") drug products. The final rule, effective May 16, 1999, is intended to assist consumers in reading and understanding OTC drug product labeling so that consumers may use these products safely and effectively. Specifically, the final rule establishes a standardized format to improve the readability of OTC drug product labeling by familiarizing consumers with the types of information in such labeling and the location of that information. In addition, standardized appearance and content, including various "user-friendly" visual cues, are intended to help consumers locate and read important health and safety information and allow quick and effective product comparisons. At present, the rule does not apply to OTC homeopathic drug products.

In promulgating the OTC final rule, FDA highlighted the positive feedback it received from consumers and nutritionists after redesigning food labels under the Nutrition Labeling and Education Act of 1990. Like the food label requirements, the new OTC drug format is intended to offer a standardized, more organized and compact presentation, and place fewer and less imposing demands on the reader. The final rule includes various graphic illustrations explaining the OTC labeling outline. The applicable implementation dates of the final rule vary according to the regulatory status of the product. The earliest implementation date for monograph products is April 16, 2001, and applies to products marketed under a final OTC monograph. Products that become the subject of an approved NDA or ANDA on or after May 16, 1999 must immediately comply with the rule.

Inspector General Issues Reports on FDA Warning Letters

The Department of Health and Human Services ("DHHS") Office Inspector General ("OIG") recently concluded an internal investigation of FDA's Warning Letter policies. The OIG issued two reports concerning the investigation. The first report, entitled FDA Warning Letters: Trends and Perspectives, OEI-09-97-00380 (Feb. 1999), focused on the recent decrease in the number of Warning Letters, variations in district office policies, and the regulated industry's view of the Warning Letter process. OIG reported that FDA's more cooperative approach which permits the use of alternative enforcement methods, coupled with better overall industry compliance have led to the reduced number of Warning Letters. However, the OIG report noted significant differences in Warning Letter policies at the various district offices and stated that a firm should not suffer adverse consequences solely because of the district in which it is located. Nevertheless, the OIG noted that firms are generally satisfied with FDA's customer service during the Warning Letter process, but that the firms would appreciate advance notice that a Warning Letter will be issued when possible. Accordingly, OIG recommended further development of the relationship between industry and the agency in order to preserve fairness in the Warning Letter process.

The second report, entitled FDA Warning Letters: Timeliness and Effectiveness, OEI-09-97-00381 (Feb. 1999), addressed how FDA uses Warning Letters and whether they are effective in ensuring compliance with Federal laws and regulations. As a general matter, the OIG found that Warning Letters are an effective compliance tool. Nearly 90 percent of firms responded to Warning Letters within 15 days with a description of proposed corrective action. However, the OIG noted that the effectiveness is directly linked to conscientious follow-up by the agency. The report stated that, on average, follow-up inspections took place more than 9 months after the issuance of the Warning Letter. Likewise, the OIG stated that FDA rarely issues Warning Letters within the 15-day period outlined in the applicable guideline and that the district office and headquarters Warning Letter databases are not adequately updated. Therefore, in order to increase the effectiveness of Warning Letters, the OIG recommended that FDA improve the timeliness of the Warning Letter process and follow-up activities, and update its data collection system to ensure that headquarters and the district offices receive accurate Warning Letter data.

European Union Will Adopt New Rules on Genetically Modified Organisms

Looking overseas, the European Parliament approved the EU Commission proposal to amend existing EU Directive 90/220 on the deliberate (i.e., non-accidental) release of genetically modified organisms (GMOs) into the environment. The proposal covers GMOs ultimately used in the production of foods. It is intended to clarify the rules for granting marketing authorizations and inform consumers about the origin of the product.

However, the European Parliament introduced into the text several amendments, including one that obligates EU Member States and the European Commission to adopt a "precautionary principle" (i.e., "safety first") so as to avoid adverse effects on human health or the environment from the deliberate release of GMOs. Other amendments were designed to enforce the strict monitoring of GMOs when they are placed on the market. For example, a certification system was proposed whereby all GMOs authorized for release must carry unique genetic tags, so that they can be subsequently traced. The European Parliament also introduced the compulsory labeling of all GMOs and a clear description of the content of the product (in this respect, the label must not just say that the product "may" contain GMOs but must include a more comprehensive description of the product). Another important amendment relates to the introduction of the producer's liability for any injuries or damages caused to human health or the environment as a consequence of deliberate release of GMOs.

The new proposal, as amended by the European Parliament, must now go through the next step of the co-decision procedure, i.e., be adopted by the European Council during its next meeting of June 24/25.

About the Author

Emalee Murphy, whose experience in FDA-regulated industries spans over 20 years, provides regulatory and enforcement counseling for clients in the drug (prescription and OTC), medical device, dietary supplement, cosmetic, food, and food additive industries, with particular emphasis on market entry issues and strategies for new products and new companies. She is experienced in FDA import and export issues and provides assistance to companies involved in FDA compliance, import detention, and enforcement matters. Ms. Murphy is a member of the Food and Drug Department of McKenna & Cuneo, LLP and practices in the firm's Washington, DC office. She has written and spoken on a variety of FDA related issues, most recently on the international aspects of dietary supplement regulation.

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